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Table 1 The challenges and vulnerabilities of SCCY participating in research activities, the associated ethical considerations and approaches to mitigate risks

From: Adapting ethical guidelines for adolescent health research to street-connected children and youth in low- and middle-income countries: a case study from western Kenya

Guiding principle

Challenges & vulnerabilities

Ethical considerations

Approaches & Recommendations

Justice

Socio-cultural context

- What is appropriate within the local context in relation to research processes?

- Community engagement and participation

- What degree of autonomy do children have locally?

- Embedding research into existing programs and systems to build capacity.

- What are the community’s views on issues of street children?

Equity

- Participation in the research process, input into activities and research development

- Community engagement and participation

- Building trusting and communicative relationships with SCCY outside of the research

- Inequity between adult researcher and vulnerable child

- Utilizing various recruitment approaches including flexible times to attend study site and access to services and care.

- Equitable recruitment and chance to participate

Respect for persons

Absence of a parent/guardian

- Who should provide informed consent for children/youth?

- Formal legal consent from governmental authorities

- What type of consent is culturally and socially acceptable?

- Waiver of parental consent when appropriate

- Do SCCY have the cognitive capacity to self-consent or provide assent?

- Informal community consent and approval

- Approval from SCCY leaders

Uncertain Cognitive Capacity

- How can cognitive capacity be assessed?

- Comprehension test to assess understanding of research and consent

- Is the population literate? Can they read and write to provide consent/assent?

- Specially trained social worker

- Is substance use a factor in cognitive capacity?

- SCCY are known for substance use, need to assess intoxication prior to participation.

Beneficence

Coercion

- What type of compensation for participation is appropriate?

- Providing access to care and services regardless of participation

- Lack of access to healthcare and basic necessities

- Adequate compensation for time away from the streets and/or transportation money

- Power dynamics between research team and children

- Street outreach activities

Child Protection

- How to protect children when social services and healthcare system infrastructure is weak?

- Establish protocol and procedure that work within the local social services and healthcare system

- What types of care are available in the local setting?

- Have a dedicated social worker and psychologist on research team

- Responsibilities to report abuse to authorities

- When feasible collaborate or form partnerships with local healthcare provider

- Human rights violations and authorities as perpetrators

- Assess the local child protection system and report to authorities when in the best interest of the child