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Table 3 Sample questions from the institutional survey for research ethics system

From: Evaluating institutional capacity for research ethics in Africa: a case study from Botswana

Domains

Components

Illustrative questions

Institution

Institutional leadership, plans and policies

Does institution has written policies that clearly state the kinds of research protocols that must be submitted to the IRB?

Institutional finances

Does the institution set aside financial support for the Office of Research?

Formal teaching of research ethics

Does institution offer any type of educational opportunities in research ethics for your students?

Human resources

Are there individuals currently on institution's faculty/staff with a significant academic interest in bioethics?

Student dissertations or theses policies

Is there an institution-wide requirement that student proposals involving research with human beings discuss any potential ethics issues?

External collaborations

Does institution have any significant ongoing external collaboration in research?

Office of Research and Development (or equivalent office)

Structure

Does institution have an organizational chart showing where the Office of Research sits in relation to other departments?

Finances

What approximate percentage of the institution's budget is devoted to research ethics activities?

Personnel and resources

Please indicate staff positions and primary activities of the office?

Training activities

Is any professional training required for research ethics personnel?

Institutional Review Boards – IRB (or Research Ethics Committees)

History and function

When was the present IRB inaugurated?

Registration

Is the IRB registered with the US Office for Human Research Protection?

External collaborations

Does IRB itself have a formal relationship with any external organizations, agencies, institutions, or committees?

Volume and type of proposals reviewed

How many research proposals were reviewed by the IRB in the latest year for which you have data?

Membership

How many members sit on the IRB?

Resources

Does the IRB have a dedicated meeting room to conduct protocol reviews?

Training

Does the IRB provide research ethics training for its members?

Review practices

Are 'minutes' taken during IRB meetings?

National Policies, Laws and Structures

National guidelines

Are there national guidelines addressing the ethical conduct of research with human subjects?

National laws and regulations

Are there national laws or regulations in the country regarding the ethical conduct of research?

National structures

Are there other institutions with IRBs in the country?

 

National training, development and advocacy

Are there any established accreditation programs related to research ethics in the country?